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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-05-08 |
| SD | RA | APPROVED | 2025-01-23 |
| ME | RA | APPROVED | 2024-06-26 |
| WA | RA | APPROVED | 2023-05-07 |
| MN | RA | APPROVED | 2022-12-14 |
| IL | RA | APPROVED | 2022-11-02 |
| VT | RA | APPROVED | 2022-10-21 |
| AZ | RA | APPROVED | 2022-09-26 |
| MT | RA | APPROVED | 2022-09-08 |
| MO | RA | APPROVED | 2022-07-22 |
| RI | RA | APPROVED | 2021-08-03 |
| NY | RA | APPROVED | 2021-04-16 |
| MA | RA | APPROVED | 2020-09-09 |
| MD | RA | APPROVED | 2020-08-06 |
| WI | RA | APPROVED | 2019-11-21 |
| OR | RA | APPROVED | 2019-11-19 |
| GA | RA | APPROVED | 2019-07-10 |
| TX | RA | APPROVED | 2018-09-25 |
| CT | RA | APPROVED | 2018-06-26 |
| CO | RA | APPROVED | 2018-03-19 |
| NV | RA | APPROVED | 2017-07-26 |
| HI | RA | APPROVED | 2016-10-06 |
| FL | RA | APPROVED | 2016-08-23 |
| MI | RA | APPROVED | 2015-06-03 |
| CA | RA | APPROVED | 2015-05-12 |
| VA | RA | APPROVED | 2015-05-12 |
| NC | RA | APPROVED | 2014-05-06 |
| PA | RA | APPROVED | 2013-01-07 |
| NJ | RA | APPROVED | 2009-07-01 |
Branch Locations
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian | New York | NY | 09/2008 | Present |
| Park Ave Securities | New York | NY | 09/2008 | Present |
| Hollywood Golf Club | Deal | NJ | 05/2008 | Present |
1. Hoppe Gala-I am on the advisory board, to help guide and grow the organization. Start: 04/15/2011, Address: 437 Madison Avenue, 29th Floor, NY, NY 10022, 5 total hours per month, 0 during securities trading hours, Not investment related, No annual compensation, 2. Outside Insurance-Disability Insurance through Metro DI, Start: 12/01/2014, Address: 350 Jericho Turnpike, Suite 306 Jericho, New York 11753, 1 bus hr per month, Investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-18 |
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