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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2021-03-08 |
Branch Locations
1230 Main Street, Columbia, SC 29201 • United States
8540 Colonnade Center Drive, Raleigh, NC 27615 • United States
8540 Colonnade Center Drive, Raleigh, NC 27615 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2021-03-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors | Florence | SC | 09/2013 | 08/2017 |
| First Citizens Investor Services | Raleigh | NC | 08/2017 | Present |
| First Citizens Bank | Greenville | NC | 08/2017 | Present |
| First Citizens Asset Management | Greenville | NC | 09/2017 | Present |
1) First Citizens Asset Management, 1230 Main St. Columbia, SC 29201. Investment Advisor Rep, began 9/13/17. 16 hours/month during trading hours. Duties are Assist businesses with Investment needs through FCAM. Compensation is part of salary paid by FCIS. No direct compensation received from FCAM. 2) SODA CITY OUTLAWS SOFTBALL ORGANIZATION. POSITION: Owner/Co-Owner NATURE: Coaching, Refereeing or Volunteering INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2023 ADDRESS: Columbia SC 29229, United States DESCRIPTION: Travel Softball team created to foster softball skills/development for local girls of Richland and Kershaw County S.C. UPDATE BELOW: MY ROLE: I will serve as a LLC member of the organization and function as a coach and administrative manager. As the admin manager I will book tournaments for the team, order uniforms, and coordinate travel instructions on a weekly basis. As a coach I will have practice once a week after 6pm and all other coaching will be done on weekends.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2011-02-26 |
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