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Iga Szabat

Ameriprise Financial Services, LLC

Boca Raton, FL

Lake Worth, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-01-26
  • FL RA
    APPROVED
    Since 2023-01-26

Branch Locations

101 N Federal Hwy Ste 700, Boca Raton, FL 33432-3969 • United States

Lake Worth, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Wethersfield CT 08/2010 03/2017
Massmutual Life Insurance Co Glastonbury CT 07/2016 03/2020
Ameriprise Financial Services, Llc Boca Raton FL 06/2020 Present
  • 08/2010 → 03/2017
    Metlife
    Wethersfield, CT
  • 07/2016 → 03/2020
    Massmutual Life Insurance Co
    Glastonbury, CT
  • 06/2020 → Present
    Ameriprise Financial Services, Llc
    Boca Raton, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-09
S63 Uniform Securities Agent State Law Examination 2012-02-21
  • S65 Uniform Investment Adviser Law Examination
    2022-09-09
  • S63 Uniform Securities Agent State Law Examination
    2012-02-21
Other Names
  • Iga Szabat
  • Jadwiga Szabat
  • Jadwiga Monika Szabat
  • Iga Monika Szabat

View on SEC IAPD

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Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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