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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-06-19 |
Branch Locations
101 East River Drive 4Th Floor, East Hartford, CT 06108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial | East Hartford | CT | 10/2012 | 10/2016 |
| Foresters Advisory Services Llc | East Hartford | CT | 10/2013 | 06/2019 |
| Foresters Financial Services | East Hartford | CT | 10/2016 | 06/2019 |
| Cetera Investment Advisers Llc | East Hartford | CT | 06/2019 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 06/2019 | Present |
1. DIRECTOR AND BOARD MEMBER OF COACH PITCH AT PORTLAND LITTLE LEAGUE;RESPONSIBLE FOR OVERALL ADMINISTRTION OF THE COACH PITCH DIVISION AS WELL AS ASSISTING IN THE GENERAL OPERATING ACTIVITIES OF THE LEAGE; 3 HRS/WK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-11 |
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