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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-24
NY RA APPROVED 2021-08-17
  • TX RA
    APPROVED_RES
    Since 2025-05-24
  • NY RA
    APPROVED
    Since 2021-08-17

Branch Locations

Cwm Retail, Sales 734 3Rd Avenue, New York, NY 10017 • United States

Citi Wealth Management, Sales 153 E. 53Rd St, New York, NY 10022 • United States

Astoria, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. New York NY 04/2013 08/2020
Hsbc Bank Usa, N.A. New York NY 08/2016 08/2020
Citigroup New York NY 08/2020 Present
  • 04/2013 → 08/2020
    New York, NY
  • 08/2016 → 08/2020
    Hsbc Bank Usa, N.A.
    New York, NY
  • 08/2020 → Present
    Citigroup
    New York, NY
Previous Registrations
  • 2009-04-07 → 2020-08-13
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-06
  • S66 Uniform Combined State Law Examination
    2009-04-06
Other Names
  • Jason Nieves

View on SEC IAPD

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