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James Stanley Johnson

Varra Financial

Louisville, CO

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Current Employers
Varra Financial

1849 Cherry St. Unit 16, Louisville, CO 80027 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-04
NE RA APPROVED 2023-05-16
CO RA APPROVED 2022-12-22
  • TX RA
    APPROVED
    Since 2023-08-04
  • NE RA
    APPROVED
    Since 2023-05-16
  • CO RA
    APPROVED
    Since 2022-12-22

Branch Locations

1849 Cherry St. Unit 16, Louisville, CO 80027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Louisville CO 01/2019 Present
Country Financial Broomfield CO 08/2010 12/2018
Varra Wealth Management Llc Louisville CO 12/2022 Present
  • 01/2019 → Present
    Lpl Financial
    Louisville, CO
  • 08/2010 → 12/2018
    Country Financial
    Broomfield, CO
  • 12/2022 → Present
    Varra Wealth Management Llc
    Louisville, CO
Other Businesses

1/16/2019 - DBA for LPL Business (entity for LPL business) - Varra Financial Associates - 100% - Louisville, CO 2. 05/28/2019 - Varra Financial Associates - Inv related - At reported business location(s) - Non-Variable Insurance - start date:05/27/2019 - 10 hrs/mo - 10 hrs during trading. 3. 12/02/2022 - Rocky Mountain Insurance Network - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Solicitor/Agent - Start Date - 08/01/2022 - 15 Hours Per Month/15 Hours During Securities Trading 4. 2/24/2023 - Varra Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 12/22/2022 - 150 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Varra Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 12/2022. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 03/05/2024 - Varra Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/11/2023 - 0 Hours Per Month/ During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-12-30
  • S63 Uniform Securities Agent State Law Examination
    2008-12-30
Designations

View on SEC IAPD

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