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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2020-01-27
  • AL RA
    APPROVED
    Since 2020-01-27

Branch Locations

11 N Water St Ste 14295, Mobile, AL 36602-3809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Birmingham AL 01/2020 Present
Nma Incorporated Birmingham AL 01/2020 Present
Regions Bank Mobile AL 03/2019 01/2020
Nma Incorporated Mobile AL 11/2015 03/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 03/2019
Northwestern Mutual Investment Services Llc Mobile AL 03/2015 03/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2020 Present
Greg Miller Birmingham AL 10/2023 Present
  • 01/2020 → Present
    Birmingham, AL
  • 01/2020 → Present
    Nma Incorporated
    Birmingham, AL
  • 03/2019 → 01/2020
    Regions Bank
    Mobile, AL
  • 11/2015 → 03/2019
    Nma Incorporated
    Mobile, AL
  • 01/2016 → 03/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 03/2015 → 03/2019
    Mobile, AL
  • 02/2020 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 10/2023 → Present
    Greg Miller
    Birmingham, AL
Previous Registrations
Other Businesses

100% OWNER, PATRICK SCHMITT WOODWORKING, 3561 COUNTRY CT N, MOBILE, , ALABAMA, 36619, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 04/14/2022, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 0-5, WOODWORKING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-22
  • S66 Uniform Combined State Law Examination
    2009-10-22
Other Names
  • Brian Schmitt
  • Brian Patrick Schmitt
  • Patrick Schmitt
  • Brian Patrick Schmitt
  • Patrick Schmitt

View on SEC IAPD

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