Richard P Pettit

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2008 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Roanoke, VA
• 11/2009 → Present
  Bank Of America, N.A.
  Roanoke, VA

Other Businesses

I*110443 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JDRF INVESTMENT RELATED: Y ADDRESS OF BUSINESS: ROANOKE, VIRGINIA 24179 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 11/14/2017 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SIT ON THE BOARD OG JUVINILLE DIABEATIS RESEARCH FOUNDATION. THIS A NON PROFIT BOARD FOR RESEARCH AND FUNDRAISING FOR THE CURE FOR DIABEATES I AM A BOARD MEMBER AND SIT ON THE DECORATING COMMITTEE FOR THE YEARLY GALA EVENT. I DO NOT HAVE ANY OTHER R I*123017 For profit or not for profit: Non-Profit Organization Name of outside business organization: JDRF Investment related: N Address of business: roanoke, Virginia 24018 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 5/8/2019 Number of hours devoted: 12 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: board member

Exams

• S66 Uniform Combined State Law Examination
  2009-03-30

Other Names

• Richard Patrick Pettit