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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2016-12-20
  • UT RA
    APPROVED
    Since 2016-12-20

Branch Locations

5201 W Amelia Earhart Dr [Slc Rcast], Salt Lake City, UT 84116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Sandy UT 08/2011 Present
  • 08/2011 → Present
    E*Trade Securities Llc
    Sandy, UT
Other Businesses

HANSEN SERVICES LLC, INV RELATED, WEST JORDAN, UT, 50% OWNERSHIP, START 4/13/2018, 2 HOURS PER MONTH, ZERO DURING TRADING, MAINTAIN RENTAL PROPERTY. RENTAL PROPERTY; INVESTMENT RELATED; TAYLORSVILLE,UT; 50% OWNERSHIP; START DATE 01/01/2020; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; MAINTAINING THE RENTAL PROPERTY. N&D SPECIALISTS LLC; NON-INVESTMENT RELATED; WEST JORDAN, UT; 50% OWNERSHIP; START DATE 8/16/25; 20 HOURS PER MONTH 0 DURING TRADING; CLEANIN NEW CONSTRUCTION HOME BUILDS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-19
S63 Uniform Securities Agent State Law Examination 2011-09-21
  • S66 Uniform Combined State Law Examination
    2016-12-19
  • S63 Uniform Securities Agent State Law Examination
    2011-09-21

View on SEC IAPD

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