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Ashley A Peter

Ubs Financial Services Inc.

West Des Moines, IA

Norwalk, IA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-05-24
  • IA RA
    APPROVED
    Since 2024-05-24

Branch Locations

1075 Jordan Creek Parkway Suite 100, West Des Moines, IA 50266 • United States

Norwalk, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services West Des Moines IA 11/2011 Present
  • 11/2011 → Present
    Ubs Financial Services
    West Des Moines, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-24
S63 Uniform Securities Agent State Law Examination 2011-10-18
  • S65 Uniform Investment Adviser Law Examination
    2024-05-24
  • S63 Uniform Securities Agent State Law Examination
    2011-10-18
Other Names
  • Ashley Ann Goddard
  • Ashley A Goddard

View on SEC IAPD

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ANDREW JAY HIMELSON

Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA

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