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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-22
WA RA APPROVED 2022-04-22
  • TX RA
    APPROVED
    Since 2022-04-22
  • WA RA
    APPROVED
    Since 2022-04-22

Branch Locations

1330 N Washington Street Suite 5400, Spokane, WA 99201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2008 04/2022
Raymond James Financial Services, Inc. Spokane WA 04/2022 Present
Raymond James Financial Services Advisors, Inc. Spokane WA 04/2022 Present
Starry Financial Group Spokane WA 04/2022 Present
Previous Registrations
  • 2009-02-13 → 2022-04-25
    Spokane, WA
    Spokane, WA
    Spokane, WA
    St Louis, MO
Other Businesses

(1)Name of Business: Southgate Capital Group Address: 111 S Post St Ste 2270, Spokane, WA, 99201-4900, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: Yes Start Date: 04/22/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41-80 Description of duties: President?FA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-30
  • S66 Uniform Combined State Law Examination
    2009-01-30

View on SEC IAPD

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