Rashad Sullivan

Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2018 → 10/2018
  Unemployed
  Durham, NC
• 02/2008 → 10/2018
  Fidelity Brokerage Services Llc
  Cary, NC
• 10/2018 → 05/2022
  Wells Fargo Clearing Services, Llc
  Durham, NC
• 05/2022 → Present
  Capfinancial Securities Llc
  Raleigh, NC
• 05/2022 → Present
  Capfinancial Partners Llc (Captrust)
  Raleigh, NC

Previous Registrations

• 2018-11-28 → 2022-05-25
  Wells Fargo Clearing Services, Llc
  Durham, NC
  Raleigh, NC
• 2017-01-04 → 2018-06-02
  Strategic Advisers Llc
  Durham, NC

Other Businesses

Name: Whiskey, Sticks, and Politics LLC Address: private residence Not Investment Related Nature: audio and video podcaster Position/Title: President, Managing Member Start: 04/26/2025 Hours/Month: 10 Hours during Market Hours: 0 Duties: record podcasts related to fashion

Exams

• S66 Uniform Combined State Law Examination
  2015-11-09
• S63 Uniform Securities Agent State Law Examination
  2014-07-30

Other Names

• Rashad Sullivan
• Rashad D Sullivan
• Rashad Dale Sullivan