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Current Employers
Horter Investment Management, Llc

11726 Seven Gables Rd Symmes Township, Cincinnati, OH 45249 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-04-15
  • OH RA
    APPROVED
    Since 2026-04-15

Branch Locations

445 Hutchinson Ave Ste. 185, Columbus, OH 43235 • United States

11726 Seven Gables Rd Symmes Township, Cincinnati, OH 45249 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Grove City OH 06/2014 03/2019
Fifth Third Securities Grove City OH 06/2014 03/2019
Edward Jones St.LOuis MO 03/2019 11/2022
Ameriprise Financial Services, Llc Powell OH 11/2022 09/2024
Mariner Overland Park KS 05/2025 01/2026
Unemployed Commercial Point OH 10/2024 05/2025
Horter Investment Management, Llc Cincinnati OH 03/2026 Present
Previous Registrations
Other Businesses

Outside Employment; Outside Employment; FINRA; Other; 9509 Key W Ave, Rockville, MD, 20850; Not Investment-Related; 03/01/2020; 0 during trading hours; 1 to 9 hours per month / Outside Employment; ACX by Audible; Other; 160 Buckeye Loop, Commercial Point, OH, 43116; Not Investment-Related; 04/01/2024; 0 during trading hours; 20 to 39 hours per month. Laurel Canyon Church; Not investment related; 409 McNaughten Rd, Columbus OH 43213; Church; Deacon; 04/2025 - PRESENT; 5 hours devoted per month; 0 hours devoted during securities exchange hours; in charge of the teachers and Bible class curriculum. Micro 1 Mercor; Not investment related; 160 Buckeye Loop, Commercial Point, OH 43116; AI Company; Subject Matter Expert; 02/2026 - PRESENT; 15 hours devoted per month; 0 hours devoted during securities exchange hours; Training AI models.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-26
S63 Uniform Securities Agent State Law Examination 2011-02-09
  • S65 Uniform Investment Adviser Law Examination
    2018-03-26
  • S63 Uniform Securities Agent State Law Examination
    2011-02-09
Other Names
  • Brandon Hendricks
  • Brandon Ray Hendricks

View on SEC IAPD

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