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11726 Seven Gables Rd Symmes Township, Cincinnati, OH 45249 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-04-15 |
Branch Locations
445 Hutchinson Ave Ste. 185, Columbus, OH 43235 • United States
11726 Seven Gables Rd Symmes Township, Cincinnati, OH 45249 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Grove City | OH | 06/2014 | 03/2019 |
| Fifth Third Securities | Grove City | OH | 06/2014 | 03/2019 |
| Edward Jones | St.LOuis | MO | 03/2019 | 11/2022 |
| Ameriprise Financial Services, Llc | Powell | OH | 11/2022 | 09/2024 |
| Mariner | Overland Park | KS | 05/2025 | 01/2026 |
| Unemployed | Commercial Point | OH | 10/2024 | 05/2025 |
| Horter Investment Management, Llc | Cincinnati | OH | 03/2026 | Present |
Outside Employment; Outside Employment; FINRA; Other; 9509 Key W Ave, Rockville, MD, 20850; Not Investment-Related; 03/01/2020; 0 during trading hours; 1 to 9 hours per month / Outside Employment; ACX by Audible; Other; 160 Buckeye Loop, Commercial Point, OH, 43116; Not Investment-Related; 04/01/2024; 0 during trading hours; 20 to 39 hours per month. Laurel Canyon Church; Not investment related; 409 McNaughten Rd, Columbus OH 43213; Church; Deacon; 04/2025 - PRESENT; 5 hours devoted per month; 0 hours devoted during securities exchange hours; in charge of the teachers and Bible class curriculum. Micro 1 Mercor; Not investment related; 160 Buckeye Loop, Commercial Point, OH 43116; AI Company; Subject Matter Expert; 02/2026 - PRESENT; 15 hours devoted per month; 0 hours devoted during securities exchange hours; Training AI models.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2011-02-09 |
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