Akemi Kondo Dalvi

Current Employers

Employment History

• 03/2008 → Present
  Kondo Wealth Advisors
  Pasadena, CA
• 07/2011 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2011-07-26 → 2015-06-05
  Kondo Wealth Advisors
  Pasadena, CA
• 2010-03-16 → 2011-07-05
  Transamerica Financial Advisors, Llc
  Pasadena, CA

Other Businesses

(1) KONDO WEALTH ADVISORS (RIA); INVESTMENT RELATED; 921 East Green Street, Pasadena CA 91106; FINANCIAL AND RETIREMENT PLANNING SERVICES AND PRODUCTS; OWNER; MARCH 2008 START DATE; DEVOTE 160 HRS/MO TO BUSINESS TOTAL; DEVOTE 100 HRS/MO TO BUSINESS DURING SECURITIES TRADING HOURS; DUTIES INCLUDE PREPARATION OF COMPREHENSIVE FINANCIAL PLANS, LIFE INSURANCE, LONG TERM CARE AND INVESTMENT ANALYSIS. (2) AKEMI DALVI, CPA; NOT INVESTMENT RELATED; ACTIVE LICENSE; NON-PRACTICING; 0 HOURS/MONTH. (3) PKSF-Investment related-80 State St, Albany, NY 12207-fixed insurance & long term care insurance sales-agent-3/2016-5 hrs/mth-100% during trading hrs (4) ) Rental Property 921 East Green Street, Pasadena, CA 91106. Not investment related. Owner 7/2021. 2 hrs/mo. Landlord duties. (5) Pasadena Green Street Investments, LLC, Investment Related, Owner/Manager, 07/2021, Pasadena, CA, Rental Proper, 2hrs/mo. 2 trade hrs/mo. (6) Author / Columnist / Public Speaker; INVESTMENT RELATED; 921 East Green Street, Pasadena, CA 91106; providing financial education; Author / Columnist /Speaker; 2019; HRS/Month: 20; HRs During Securities Hours: 3-5; authored a book, write articles in community publications and engage in public speaking to share financial and market updates for educational purposes.

Exams

• S66 Uniform Combined State Law Examination
  2010-03-15

Designations

Other Names

• Akemi Kondo