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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-19
IA RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2021-02-19
  • IA RA
    APPROVED
    Since 2011-01-03

Branch Locations

6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Clive IA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Clive IA 11/2016 Present
Previous Registrations
  • 2009-01-26 → 2011-01-03
    Wells Fargo Investments, Llc
    Des Moines, IA
Other Businesses

POWER OF ATTORNEY FOR MOTHER, INV RELATED, URBANDALE, IA, START: 1/6/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING. POWER OF ATTORNEY FOR FATHER, INV RELATED, GREENFIELD, IA, START: 12/31/2024, 1 HOUR A MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-23
  • S66 Uniform Combined State Law Examination
    2009-01-23
Designations

View on SEC IAPD

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