James Duncan Mcgary

Current Employers

Employment History

• 01/2009 → 02/2018
  Mass Mutual
  Lexington, KY
• 01/2009 → 02/2018
  Mml Investors Services Inc
  Lexington, KY
• 02/2018 → 04/2019
  Allstate Insurance Company
  Bonita Springs, FL
• 04/2019 → 08/2020
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 04/2019 → 08/2020
  Cuna Mutual Group
  Waverly, IA
• 09/2020 → Present
  Lpl Financial Llc
  Bowling Green, KY
• 09/2020 → Present
  German American Bank
  Bowling Green, KY

Previous Registrations

• 2019-06-04 → 2020-09-14
  Cuna Brokerage Services, Inc.
  Waverly, IA
  Lauderhill, FL
  Davie, FL
  Margate, FL
  Pompano Beach, FL
  Hollywood, FL
  Pembroke Pines, FL
• 2018-03-05 → 2019-04-16
  Allstate Financial Advisors, Llc
  Bonita Springs, FL
• 2014-06-03 → 2018-02-23
  Mml Investors Services, Llc
  Lexington, KY

Other Businesses

1) 9/8/2020-German American Investment Services Group- DBA for LPL Business (entity for LPL business)- Inv. Related- At reported business locations(s)-100% 2) 5/11/2021 - No Business Name - Not Investment Related - Other-Non-Variable Insurance Trails Only - Start Date: 2/28/2018 - 0 Hours Per Month/0 Hours During Securities Trading - Renewal income only from previous employment as a MassMutual career agent. 3) 06/08/2023 - CCU Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 03/16/2023 - 160 Hours Per Month/ 160 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-04-23
• S63 Uniform Securities Agent State Law Examination
  2009-02-02