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1636 North Logan Street, Denver, CO 80203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-03 |
| CA | RA | APPROVED | 2025-11-17 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 09/2013 | 09/2018 |
| Investment Research Corporation | Denver | CO | 03/2024 | 09/2024 |
| Landart America, Llc | Buda | TX | 10/2018 | 02/2023 |
| Raves & Associates, Pllc | Austin | TX | 03/2023 | Present |
| Ameritas Life Insurance Corp. | Austin | TX | 02/2024 | 05/2024 |
| World Capital Brokerage, Inc. | Denver | CO | 04/2024 | 09/2024 |
| Kestra Investment Services, Llc | Austin | TX | 09/2024 | 11/2025 |
| Kestra Private Wealth Services, Llc | Austin | TX | 09/2024 | 11/2025 |
| World Capital Brokerage,Inc. | Denver | CO | 11/2025 | Present |
| Investment Research Corporation | Denver | CO | 11/2025 | Present |
BUSINESS NAME: RAVES & ASSOCIATES, PLLC dba RAVES & ASSOCIATES RISK MANGEMENT dba (in State of California) RAVES & ASSOCIATES RISK MANGEMENT AND INSURANCE SOLUTIONS. POSITION: Chief Executive Officer. NATURE: Insurance. INVESTMENT RELATED: Yes. # OF HOURS: 40. SECURITIES TRADING HOURS: 30. START DATE: 03/07/2023. ADDRESS: 5900 Balcones Drive, Suite 22276, Austin TX 78731, United States. DESCRIPTION: Matthew's role involves managing operations and consulting with clients. Matthew reviews risks and insurance needs for small to mid-sized businesses and places appropriate coverage. If appropriate, Matthew may recommend life insurance or personal lines coverage to businessowners, their employees, and/or their family members. BUSINESS NAME: RAVES & ASSOCIATES WEALTH MANAGEMENT PLLC dba RAVES & ASSOCIATES PRIVATE WEALTH. POSITION: Chief Executive Officer. NATURE: LLC for tax purposes for my DBA. INVESTMENT RELATED: No. # OF HOURS: 10. SECURITIES TRADING HOURS: 3. START DATE: 11/11/2025. ADDRESS: 5900 Balcones Drive, Suite 23756, Austin TX 78731, United States. DESCRIPTION: Matthew's role is to manage the LLC that owns the DBA. Investment Research Corporation - RIA - Investment Related, 1636 N Logan St, Denver, CO 80203; 11/15/2025, hours vary up to 40 - up to 40 during market hours - RIA.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2024-02-05 |
| S66 | Uniform Combined State Law Examination | 2013-09-20 |
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