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499 E Palmetto Park Rd Ste 229, Boca Raton, FL 33432 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-24 |
Branch Locations
499 E Palmetto Park Rd Ste 229, Boca Raton, FL 33432 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| A.G.P. / Alliance Global Partners | Boca Raton | FL | 07/2020 | 07/2021 |
| Stover Glass & Co | Boca Raton | FL | 02/2019 | 07/2020 |
| Ein Sof Advisors, Llc | Boca Raton | FL | 07/2021 | Present |
| Shearson Financial Services, Llc | Boca Raton | FL | 11/2015 | 02/2019 |
| Melcer Capital, Llc | Boca Raton | FL | 05/2023 | Present |
Melcer Capital, LLC; investment-related; 499 E. Palmetto Park Road, Ste 229, Boca Raton, FL 33432; owns general partner's interest in private investment vehicle; Manager since 05/2023; 100 hours per month, 2 hours a day during business ours; responsibilities include managing the operational and organizational leadership of the fund, including supervising service providers, ensuring accurate reporting, and maintaining robust internal processes and controls, and carrying fiduciary responsibility to the investors, ensuring transparency, clear communication, and alignment of interests, while upholding the highest ethical and regulatory standards, including compliance with applicable laws, managing conflicts of interest, and safeguarding the fund's reputation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-29 |
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