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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-12-08
TX RA APPROVED 2020-12-07
  • FL RA
    APPROVED
    Since 2020-12-08
  • TX RA
    APPROVED
    Since 2020-12-07

Branch Locations

6501 Congress Ave. Suite 306, Boca Raton, FL 33487 • United States

4000 Hollywood Blvd. Ste 630 N, Hollywood, FL 33021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Financial Services, Inc Austin TX 04/2016 12/2020
Lpl Financial Llc Boca Raton FL 12/2020 Present
  • 04/2016 → 12/2020
    Kestra Financial Services, Inc
    Austin, TX
  • 12/2020 → Present
    Boca Raton, FL
Previous Registrations
  • 2016-06-29 → 2020-12-09
    Hollywood, FL
  • 2009-08-18 → 2016-09-22
    Kestra Investment Services, Llc
    Hollywood, FL
    Boca Raton, FL
Other Businesses

1) 12/7/2020- Non Variable Insurance- Agent selling Life, Health, fixed Annuities, Disability, LTC, Medicare Supplement - Inv. Related- Hollywood, FL- start date 11/11/2020- 4hrs/mth 2) 04/20/2022 - FDR Financial Group, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/30/2015 - 40 Hours Per Month/40 Hours During Securities Trading. 3) 04/20/2022 - Financial Design Resource Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/30/2015 - 40 Hours Per Month/40 Hours During Securities Trading. 4) 04/20/2022 - FDR Group, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/30/2015 - 40 Hours Per Month/40 Hours During Securities Trading. 5) 04/26/2022 - FDR Financial Group, Inc. - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date - 07/30/2015 - 40 Hours Per Month/ 40 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-10
  • S66 Uniform Combined State Law Examination
    2009-08-10
Designations

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