Best Investors Account Sign in
Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-10-04
  • NY RA
    APPROVED
    Since 2023-10-04

Branch Locations

300 Madison Ave Fl 25, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Athens GA 03/2010 09/2022
Northwestern Mutual Life Insurance Company Milwaukee WI 10/2008 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
Northwestern Mutual Investment Services New York NY 09/2022 Present
  • 03/2010 → 09/2022
    Athens, GA
  • 10/2008 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 09/2022 → Present
    Northwestern Mutual Investment Services
    New York, NY
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS; NON INVESTMENT-RELATED. 2. OWNER, J & B ACQUISITIONS, LLP, LEGAL ENTITY, START DATE: 8/8/2013, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 3. NBZ INSURANCE SERVICES, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 9/12/2018, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 41-79, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 4. CHEZ ROLEZ, LLC, LEGAL ENTITY, START DATE: 4/30/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-05-23
S63 Uniform Securities Agent State Law Examination 2010-06-02
  • S65 Uniform Investment Adviser Law Examination
    2012-05-23
  • S63 Uniform Securities Agent State Law Examination
    2010-06-02
Other Names
  • Robert Zachary Johnson
  • Robert Zachary Johnson

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor