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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2017-04-21 |
| TX | RA | APPROVED | 2017-04-21 |
Branch Locations
1470 N Bank Pkwy Ste 150, Tuscaloosa, AL 35406-2429 • United States
Tuscaloosa, AL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Tuscaloosa | AL | 08/2009 | 04/2017 |
| Ameriprise Financial Services Inc | Tuscaloosa | AL | 04/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Tuscaloosa | AL | 03/2020 | Present |
Board of Directors; Tuscaloosa Rotary Honor Flight; Board/Committee Member; P.O. Box 2403 Tuscaloosa, AL 35403, ,; ; 01/01/2010; 1 to 9 hours per month; 0 during trading hours / TPL Foundation, Inc.; Board Member; 1801 Jack Warner Pkwy, , Tuscaloosa, AL, 35401; Investment-Related; 12/20/2013; 1 to 9 hours per month; 0 during trading hours / Easter Seals West Alabama; Board Member; 1400 James I. Harrison, Jr. Pkwy EastTuscaloosa, AL 35405, ,; ; 03/01/2017; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-30 |
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