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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-14 |
| LA | RA | APPROVED | 2021-05-03 |
Branch Locations
1261 West Causeway Approach, Mandeville, LA 70471 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hancock Investment Services, Inc. | Poplarville | MS | 10/2010 | 03/2018 |
| Wells Fargo Clearing Services, Llc | Mandeville | LA | 03/2018 | 05/2021 |
| Morgan Stanley Smith Barney Llc | Mandeville | LA | 05/2021 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2009-08-21 |
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