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Kjeld Engberg

Oppenheimer & Co. Inc.

New York, NY

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-07
NJ RA APPROVED 2018-08-20
  • NY RA
    APPROVED
    Since 2021-04-07
  • NJ RA
    APPROVED
    Since 2018-08-20

Branch Locations

85 Broad Street 26Th Flr, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc. New York NY 10/2016 05/2018
Unemployed New York NY 06/2016 09/2016
Oppenheimer & Co New York NY 05/2018 Present
  • 10/2016 → 05/2018
    Deutsche Bank Securities Inc.
    New York, NY
  • 06/2016 → 09/2016
    Unemployed
    New York, NY
  • 05/2018 → Present
    Oppenheimer & Co
    New York, NY
Previous Registrations
  • 2013-09-26 → 2016-05-12
    Credit Suisse Securities (Usa) Llc
    New York, NY
  • 2009-09-25 → 2013-09-16
    Ubs Financial Services Inc.
    Weehawken, NJ
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-23
  • S66 Uniform Combined State Law Examination
    2009-09-23
Designations

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
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