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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-04-01 |
Branch Locations
320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States
320 Broad St, Charleston, SC 29401 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Philadelphia | PA | 10/2008 | 01/2021 |
| Empower Financial Services, Inc | Greenwood Village | CO | 04/2023 | 07/2023 |
| Thrivent Investment Management Inc | Minneapolis | MN | 12/2023 | 02/2026 |
| Thrivent Financial | Appleton | WI | 12/2023 | 02/2026 |
| Bluegreen Vacations | Myrtle Beach | SC | 07/2023 | 11/2023 |
| Self-Employed | Myrtle Beach | SC | 01/2021 | 04/2023 |
| Wells Fargo Clearing Services, Llc | Charleston | SC | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 2023-05-13 |
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