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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-24 |
| MN | RA | APPROVED | 2019-06-19 |
Branch Locations
7301 Ohms Lane Suite 460, Edina, MN 55439 • United States
Maple Grove, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial | Edina | MN | 10/2008 | 06/2019 |
| Ccs Foundation Committee | Pease | MN | 07/2014 | 12/2017 |
| Foresters Advisory Services Llc | Edina | MN | 02/2017 | 06/2019 |
| Ccs Educational Foundation | Milaca | MN | 12/2017 | Present |
| Koppendrayer Company Inc. | Maple Grove | MN | 11/2018 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 06/2019 | Present |
| Cetera Investment Advisers Llc | Edina | MN | 06/2019 | Present |
1) KOPPENDRAYER S CORP 100% OWNER FOR TAX PURPOSES ONLY 2) OWNER AND CEO OF ISLAND PARK CAPITAL MANAGEMENT; DBA FOR CETERA BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-02 |
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