Best Investors
Account
Sign in
Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-09-08 |
| CO | RA | APPROVED | 2016-06-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Denver | CO | 10/2012 | Present |
| Kbt Properties, Llc. | Denver | CO | 10/2014 | Present |
| Jpmorgan Chase Bank, N.A. | Denver | CO | 10/2012 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: KBT PROPERTIES, LLC. POSITION: MEMBER/ OWNER / LANDLORD - RENTAL PROPERTY START DATE: 10/1/2014 ADDRESS: 2960 DENVER CO. DETAILS: Rental property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): HOUR OR LESS EACH MONTH HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-27 |
Reach out to this advisor