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Employer firm

T. Rowe Price Advisory Services, Inc. CRD 108958

$5.90B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2010-11-08
  • CO RA
    APPROVED
    Since 2010-11-08

Branch Locations

2260 Briargate Parkway, Colorado Springs, CO 80920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T Rowe Price Investment Services, Inc. Colorado Springs CO 10/2008 06/2026
T Rowe Price Colorado Springs MD 06/2026 Present
  • 10/2008 → 06/2026
    T Rowe Price Investment Services, Inc.
    Colorado Springs, CO
  • 06/2026 → Present
    T Rowe Price
    Colorado Springs, MD
Other Businesses

Hometown Respite; Non-Investment Related; 10.25.25; https://www.hometownrespite.rocks/; Supportive Community Connector; Support social abilities and skills of qualitied individuals; Colorado Springs, CO; up to 100 hours per month; 0 during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-29
S63 Uniform Securities Agent State Law Examination 2009-09-21
  • S66 Uniform Combined State Law Examination
    2010-10-29
  • S63 Uniform Securities Agent State Law Examination
    2009-09-21
Designations
  • Certified Financial Planner

View on SEC IAPD

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