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Jacob Donald Williams

Carlson Financial

Colorado Springs, CO

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Current Employers
Carlson Financial

1201 Sw Oakley Avenue, Topeka, KS 66604 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-03-24
  • CO RA
    APPROVED
    Since 2022-03-24

Branch Locations

1155 Kelly Johnson Blvd Suite 204, Colorado Springs, CO 80920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
N/A Colorado Springs CO 09/2015 09/2016
Compassion International Colorado Springs CO 09/2016 12/2016
Charles Schwab & Co., Inc. Lone Tree CO 01/2017 12/2020
N/A Colorado Springs CO 12/2020 10/2021
Carlson Financial Colorado Springs CO 11/2021 Present
  • 09/2015 → 09/2016
    N/A
    Colorado Springs, CO
  • 09/2016 → 12/2016
    Compassion International
    Colorado Springs, CO
  • 01/2017 → 12/2020
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 12/2020 → 10/2021
    N/A
    Colorado Springs, CO
  • 11/2021 → Present
    Carlson Financial
    Colorado Springs, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-08
  • S66 Uniform Combined State Law Examination
    2011-11-08
Other Names
  • Jacob Donald Williams
  • Jacob Donald Williams
  • Jacob D Williams

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO

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