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Claudia Nilda Mullin

J.P. Morgan Securities LLC

Coral Springs, FL

CRD 5612994

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-24
FL RA APPROVED 2022-02-23
  • TX RA
    APPROVED_RES
    Since 2022-02-24
  • FL RA
    APPROVED
    Since 2022-02-23

Branch Locations

10585 Wiles Road, Coral Springs, FL 33076 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Coral Springs FL 12/2009 Present
J.P. Morgan Securities Llc Coral Springs FL 10/2021 Present
  • 12/2009 → Present
    Jpmorgan Chase Bank, N.A.
    Coral Springs, FL
  • 10/2021 → Present
    Coral Springs, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-08
  • S66 Uniform Combined State Law Examination
    2022-02-08
Other Names
  • Claudia N Navarrete-Cuba
  • Claudia N Navarrete
  • Claudia N Mullin
  • Claudia Mullin
  • Claudia Garcia
  • Claudia Garcia Navarrete

View on SEC IAPD

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