Nicholas Patrick Davis

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2009-01-13
KY	RA	APPROVED	2009-01-13

IN RA
APPROVED

Since 2009-01-13
KY RA
APPROVED

Since 2009-01-13

Branch Locations

20 E Camp Ground Rd, Evansville, IN 47710 • United States

236 N Elm St, Henderson, KY 42420-3133 • United States

Newburgh, IN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Henderson	KY	11/2008	03/2020
Ameriprise Financial Services, Llc	Evansville	IN	03/2020	Present

11/2008 → 03/2020

Ameriprise Financial Services, Inc.

Henderson, KY
03/2020 → Present

Ameriprise Financial Services, Llc

Evansville, IN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-12-04

S66 Uniform Combined State Law Examination

2008-12-04

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Exams

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