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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2009-03-23
  • IA RA
    APPROVED
    Since 2009-03-23

Branch Locations

103 South Main Ave., Sioux Center, IA 51250 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Money Concepts Int'L, Inc. Sioux Center IA 12/2008 Present
Money Concepts Capital Corp Palm Beach Gardens FL 02/2009 Present
Thomas De Jong Sioux Center IN 10/2019 Present
  • 12/2008 → Present
    Money Concepts Int'L, Inc.
    Sioux Center, IA
  • 02/2009 → Present
    Palm Beach Gardens, FL
  • 10/2019 → Present
    Thomas De Jong
    Sioux Center, IN
Other Businesses

1.Stewardship/Foundation Committee chair at Bethel Christian Reformed Church, 341 S. Main Ave Sioux Center, IA 51250. Charity or Non-Profit Organization, Volunteer chairman, Non-profit (church). The foundation is managed for the benefit of the church by a third-party non-profit (Barnabas Foundation), with third-party investment managers. I have no discretionary authority over disbursements. Most disbursements of the foundation will be set by the third-party managers on an annual income basis, and any discretionary disbursements (such as for a building project) would have to be approved by the church council.Non-investment related, 1-20% time spent on activity during non-securities hrs. 2. The Planning Firm, LLC, Business Manager; Management Services. Owner, Non-investment related, 1-20% time spent on activity during non-securities hrs. 3. Thomas De Jong, Teaching, Consultant. Non-investment related, 1-20% time spent on activity during non-securities hrs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-21
  • S66 Uniform Combined State Law Examination
    2009-03-21
Other Names
  • Thomas Dejong
  • Thomas Isaac De Jong

View on SEC IAPD

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