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Mary Kathleen Fisher

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tallahassee, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-06-05
  • TX RA
    APPROVED
    Since 2018-06-05

Branch Locations

1276 Metropolitan Blvd, Tallahassee, FL 32312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Accolade Investment Advisory, Llc Tallahassee FL 10/2010 10/2016
Morgan Stanley Tallahassee FL 01/2017 05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tallahassee FL 05/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-21
  • S66 Uniform Combined State Law Examination
    2017-05-21
Other Names
  • Kathy Fisher
  • Mary Kathleen Fisher
  • Mary Fisher

View on SEC IAPD

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CRAIG STEPHEN TOWNSEND
RICHARD MICHAEL OLEARY
STEVE SAUL HALSELL
MORGAN B LAFFITTE

Other Offices

MML INVESTORS SERVICES, LLC · TALLAHASSEE, FL
RED HILLS CAPITAL, LLC · TALLAHASSEE, FL
LPL ENTERPRISE, LLC · TALLAHASSEE, FL
CHIRON CAPITAL MANAGEMENT, LLC · TALLAHASSEE, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TALLAHASSEE, FL
MATADOR FINANCIAL · Tallahassee, FL
EDWARD JONES · TALLAHASSEE, FL
PFS INVESTMENTS INC. · TALLAHASSEE, FL

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