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New York Life Investment Management LLC CRD 109591
$121B regulatory AUM 1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
51 Madison Avenue, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2014-02-14 |
Branch Locations
51 Madison Avenue, New York, NY 10010 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | New York | NY | 12/2010 | Present |
Rental Property; 2008A California Ave Seattle, WA 98116; Landlord as of 6/15/2020; no duties since I have a property management company handling the rental property. Executive Women International Scholarship Fund of Western Washington; 1801 S 23rd Street, Tacoma, WA 98405; The EWISF is operated to generate an onoing source of funds to be used for the annual scholarship awards. I will be part of the investment committee to provide ongoing review of the scholarship fund along with 5 other committee members; 1 hour per month not during normal business hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-09 |
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