Stephen Smith

Current Employers

Employment History

• 10/2012 → 03/2022
  J.P. Morgan Securities Llc
  Baton Rouge, LA
• 03/2022 → Present
  Ameriprise Financial Services, Llc
  Baton Rouge, LA

Previous Registrations

• 2012-10-01 → 2022-03-19
  J.P. Morgan Securities Llc
  Denham Springs, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
• 2010-12-07 → 2012-10-01
  Chase Investment Services Corp.
  Baton Rouge, LA
  Baton Rouge, LA
  Denham Springs, LA
  Baton Rouge, LA
• 2009-03-30 → 2010-11-26
  Edward Jones
  St Louis, MO
  Denham Springs, LA

Other Businesses

Real Estate Ownership; Single Family; 9229 Paris Ave, , Denham Springs, LA, 70706; Investment-Related; 12/01/2020 / Single Family; 12735 Bonnie Bleu, , Denham Springs, LA, 70726; Investment-Related; 09/01/2021 / Single Family; 25618 Palmwood Ct, , Denham Springs, LA, 70726; Investment-Related; 11/23/2021 / Single Family; 10022 Petersburg Dr, , Denham Springs, LA, 70706; Investment-Related; 05/13/2022 / Single Family; 36203 Greenville, , Denham Springs, LA, 70706; Not Investment-Related; 05/27/2022 / Single Family; 13137 Hanks Way, , Walker, LA, 70785; Investment-Related; 10/15/2023 / Single Family; 3312 Camp Hulen Drive, , Palacious, TX, 77465; Investment-Related; 09/04/2023. Other Business Activities; Beachside Development in Palacious Texas; Being a tour guide in this lot development 6 weekends out of the year. Two of my closest friends own this development. Tour guides sell lots on the developer's land sales. They are paid a travel expense as well as compensation on lots that they sell. This is not a real estate license or a long term commitment. This will be for approximately 1.5 years and it will end.; 106 Marine Center Dr, , Palacios, TX, 77465; Not Investment-Related; 08/01/2023; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2009-03-27

Other Names

• Steve Carroll Smith
• Stephen C Smith
• Stephen C Smith