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Lisa Michelle Neville

Thrivent Investment Management Inc.

Appleton, WI

Neenah, WI

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2015-11-10
WI RA APPROVED 2015-11-09
  • MN RA
    APPROVED
    Since 2015-11-10
  • WI RA
    APPROVED
    Since 2015-11-09

Branch Locations

4321 N Ballard Rd, Appleton, WI 54919-0001 • United States

Neenah, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Appleton WI 11/2015 Present
Thrivent Financial Appleton WI 10/2015 Present
Previous Registrations
  • 2011-01-03 → 2015-10-29
    Wells Fargo Clearing Services, Llc
    Neenah, WI
    Duluth, MN
  • 2009-03-04 → 2011-01-03
    Wells Fargo Investments, Llc
    Neenah, WI
    Neenah, WI
    Milwaukee, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-03
  • S66 Uniform Combined State Law Examination
    2009-03-03
Other Names
  • Lisa Michelle Phillips
  • Lisa Michelle Miller

View on SEC IAPD

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ASC 401(K) MANAGEMENT · APPLETON, WI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · APPLETON, WI
CREATIVEONE SECURITIES, LLC · Appleton, WI
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