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Cindy Martinez

Morgan Stanley

Pasadena, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-05
CA RA APPROVED 2022-08-04
  • TX RA
    APPROVED_RES
    Since 2022-08-05
  • CA RA
    APPROVED
    Since 2022-08-04

Branch Locations

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tradeking Fort Lauderdale FL 03/2009 11/2017
Merrill Lynch, Pierce, Fenner, & Smith Incorporated Los Angeles CA 02/2019 07/2022
Unemployed Los Angeles CA 11/2017 02/2019
Morgan Stanley Pasadena CA 07/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-13
S63 Uniform Securities Agent State Law Examination 2010-01-04
  • S65 Uniform Investment Adviser Law Examination
    2022-06-13
  • S63 Uniform Securities Agent State Law Examination
    2010-01-04

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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