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Current Employers
Hantz Financial Services, Inc.

26200 American Drive Fifth Floor, Southfield, MI 48034 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-02-14
  • MI RA
    APPROVED
    Since 2018-02-14

Branch Locations

320 Ashmun Street, Sault Ste. Marie, MI 49783 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Soo Co-Op Credit Union Sault Sainte Marie MI 02/2010 01/2018
Cuna Brokerage Services, Inc. Waverly IA 04/2010 01/2018
Hantz Financial Services Saulte Ste. Marie MI 01/2018 Present
  • 02/2010 → 01/2018
    Soo Co-Op Credit Union
    Sault Sainte Marie, MI
  • 04/2010 → 01/2018
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 01/2018 → Present
    Hantz Financial Services
    Saulte Ste. Marie, MI
Previous Registrations
  • 2010-09-20 → 2018-01-17
    Cuna Brokerage Services, Inc.
    Sault Ste Marie, MI
Other Businesses

Sault Ste. Marie Youth Wrestling; Non-investment related; Sault Ste. Marie, Michigan; Sports club/organization; Treasurer; Began November 8th, 2023; Approximately 4 hours per month devoted to this business; 0 hours per month devoted during securities trading hours; Duties include record keeping of club financial transactions and balancing back account register.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-05
S63 Uniform Securities Agent State Law Examination 2009-11-25
  • S66 Uniform Combined State Law Examination
    2010-05-05
  • S63 Uniform Securities Agent State Law Examination
    2009-11-25
Other Names
  • Carlie Whitworth
  • Carlie Christene Whitworth

View on SEC IAPD

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