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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-05-20 |
| MI | RA | APPROVED | 2022-09-18 |
Branch Locations
812 Ashmun Street, Sault Ste. Marie, MI 49783 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Sault Ste. Marie | MI | 06/2022 | Present |
| Michigan Technological University | Houghton | MI | 11/2020 | 06/2022 |
| Old Mission Bank | Sault Ste. Marie | MI | 05/2013 | 10/2020 |
1. 2/6/2023 - NK Business Services - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date - 04/01/2022 - 0 Hours Per Month/0 Hours During Securities Trading 2. 2/16/2023 - Scott Financial Services, LLC - Not Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Financial Advisor - Start Date - 06/21/2022 - 30 Hours Per Month/30 Hours During Securities Trading 3. 12/08/2023 - Scott Financial Services, LLC - Non-Inv Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started: 1/1/2024 - 180 Hrs/mo; 162 Hrs During Trading. 4. 06/28/2024 - Bill Good Marketing - Speaking Engagement - Not Investment Related - San Juan, Puerto Rico - Start Date 01/23/2025 - 0 Hours per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-15 |
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