David Edward Scott

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → Present
  Lpl Financial Llc
  Sault Ste. Marie, MI

Other Businesses

1. 8/4/2011 - SCOTT REAL ESTATE, LLC - Investment Related - 812 ASHMUN STREET, SAULT STE. MARIE, MI, 49783 - REAL ESTATE RENTAL - TIME SPENT 1% - BUYING THE BUILDING MY OFFICE IS IN. I WILL HAVE A RENTER UPSTAIRS AND WILL ALSO RENT TO MYSELF. 2. 11/27/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary Public - Start Date: 11/20/2020 - 1 Hour Per Month/1 Hour During Securities Trading. 3. 12/08/2023 - Scott Financial Services, LLC - Non-Inv Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started: 1/1/2024 - 200 Hrs/Mo; 195 Hrs During Trading. 4. 04/25/2024 - Bill Good Marketing - Non-Inv Related - San Juan, Puerto Rico - Other - Speaking Engagement - Started: 1/23/2025 - 0 Hrs/Mo. 5. 07/30/2024 - Sincerity Wealth Solutions - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2025 - 160 Hours Per Month/ During Trading

Exams

• S66 Uniform Combined State Law Examination
  2010-04-27
• S63 Uniform Securities Agent State Law Examination
  2004-12-30

Designations

• Certified Financial Planner