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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-11-05 |
| MI | RA | APPROVED | 2010-05-20 |
| TX | RA | APPROVED_RES | 2009-01-09 |
Branch Locations
812 Ashmun Street, Sault Ste. Marie, MI 49783 • United States
Punta Gorda, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Sault Ste. Marie | MI | 05/2008 | Present |
1. 8/4/2011 - SCOTT REAL ESTATE, LLC - Investment Related - 812 ASHMUN STREET, SAULT STE. MARIE, MI, 49783 - REAL ESTATE RENTAL - TIME SPENT 1% - BUYING THE BUILDING MY OFFICE IS IN. I WILL HAVE A RENTER UPSTAIRS AND WILL ALSO RENT TO MYSELF. 2. 11/27/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary Public - Start Date: 11/20/2020 - 1 Hour Per Month/1 Hour During Securities Trading. 3. 12/08/2023 - Scott Financial Services, LLC - Non-Inv Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started: 1/1/2024 - 200 Hrs/Mo; 195 Hrs During Trading. 4. 04/25/2024 - Bill Good Marketing - Non-Inv Related - San Juan, Puerto Rico - Other - Speaking Engagement - Started: 1/23/2025 - 0 Hrs/Mo. 5. 07/30/2024 - Sincerity Wealth Solutions - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2025 - 160 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-30 |
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