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Mickey Patrick Dudish

LPl Financial LLC

Kingston, PA

Dallas, PA

Hanover Twp, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-11-03
  • PA RA
    APPROVED
    Since 2021-11-03

Branch Locations

800 Wyoming Ave., Kingston, PA 18704 • United States

Rt. 309 & Upper Demunds Rd., Dallas, PA 18612 • United States

Hanover Twp, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Bank Wyoming PA 01/2008 Present
M&T Securities Wyoming PA 10/2008 Present
Lpl Financial Llc Kingston PA 06/2021 Present
Lpl Financial Llc Kingston PA 06/2021 Present
  • 01/2008 → Present
    M&T Bank
    Wyoming, PA
  • 10/2008 → Present
    M&T Securities
    Wyoming, PA
  • 06/2021 → Present
    Lpl Financial Llc
    Kingston, PA
  • 06/2021 → Present
    Lpl Financial Llc
    Kingston, PA
Previous Registrations
  • 2016-11-09 → 2021-06-09
    M&T Securities, Inc.
    Wilkes-Barre, PA
    Wyoming, PA
    Kingston, PA
    Wilkes-Barre, PA
    Wilkes-Barre, PA
    Stroudsburg, PA
    Mountaintop, PA
    Pittston, PA
    Wilkes-Barre, PA
    York, PA
    Tunkhannock, PA
    York, PA
    Shavertown, PA
    Dallas, PA
    Baltimore, MD
    Shavertown, PA
    Kingston, PA
    Dallas, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-08
S63 Uniform Securities Agent State Law Examination 2009-02-24
  • S65 Uniform Investment Adviser Law Examination
    2016-11-08
  • S63 Uniform Securities Agent State Law Examination
    2009-02-24

View on SEC IAPD

Other Firms

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AMERIPRISE FINANCIAL SERVICES, LLC
OSAIC WEALTH, INC.
EDWARD JONES
CHANCELLOR FINANCIAL GROUP WB LP
TRUSTMONT ADVISORY GROUP, INC.
PFS INVESTMENTS INC.

Other Investors

BRENT WILLIAM MAKARCZYK
William Amesbury
Olivia Marie Casale
JAMES (NMN) CLEMENTE
STEPHEN NICHOLAS CLEMENTE
JEROME JOSEPH MCHALE
DONALD PAUL WILLIAMSON
Emily Moore

Other Offices

ASCO FINANCIAL GROUP, INC. · KINGSTON, PA
CLEMENTE INVESTMENT SERVICES LLC · KINGSTON, PA
AMERIPRISE FINANCIAL SERVICES, LLC · Kingston, PA
CLEMENTE INVESTMENT SERVICES LLC · KINGSTON, PA
OSAIC WEALTH, INC. · KINGSTON, PA
AMERIPRISE FINANCIAL SERVICES, LLC · Kingston, PA
AMERIPRISE FINANCIAL SERVICES, LLC · Kingston, PA
EDWARD JONES · WILKES BARRE, PA

More in Kingston, PA

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