Derek P Happy

Current Employers

Employment History

• 01/2015 → 03/2017
  Metlife Securities Inc.
  Worcester, MA
• 07/2016 → Present
  Mass Mutual Life Insurance Company
  Worcester, MA
• 03/2017 → Present
  Mml Investors Services, Llc
  Worcester, MA

Previous Registrations

• 2016-07-05 → 2017-03-25
  Msi Financial Services, Inc.
  Worcester, MA

Other Businesses

(1)Name: Derek P Happy Inv rel: Y Add: At Residential Address Nature: Simple Rental Property Position: Owner Start date: 08/01/2017 No. HR/MO: 10 No. HR/MO during sec trading: 0 Describe duties: Managing Property and Collecting Rents (2)Name: Derek P Happy Inv rel: Y Add: 1 West Boylston Street Suite LL04 Worcester, MA 01605 Nature: Individual Life, Health, Group Life, Group Health, & Fixed Annuity Position: Agent Start date: 09/01/2008 No. HR/MO: 2 No. HR/MO during sec trading: 1 (3)Name: Derek P Happy Inv rel: Y Add: 1 West Boylston Street Suite LL04 Worcester, MA 01605 Nature: Life Settlements/Viaticals Position: Agent Start date: 06/01/2017 No. HR/MO: 1 No. HR/MO during sec trading: 1 (4)Name: Hapcus Realty, LLC Inv rel: Y Add: 274 Shrewsbury Street, Worcester, MA 01604 Nature: Simple Rental Property Position: President Start date: 07/19/2018 No. HR/MO: 5 No. HR/MO during sec trading: 0 Describe duties: Managing and operating rental property. Collecting monthly rentals, property maintenance as needed. (5)Name: Worcester Financial Group, Inc Inv rel: Y Add: One West Boylston Street, Suite LL04, Worcester, MA 01605 Nature: President/Owner of entity established to run team expenses and comp through Position: President/Owner Start date: 06/21/2019 No. HR/MO: 50 No. HR/MO during sec trading: 1 Describe duties: Manage and operate company as business set up for financial planning practice.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-06-19
• S63 Uniform Securities Agent State Law Examination
  2009-06-29