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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-04-23
NY RA APPROVED 2026-04-23
  • NJ RA
    APPROVED
    Since 2026-04-23
  • NY RA
    APPROVED
    Since 2026-04-23

Branch Locations

1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 01/2010 05/2019
Bofa Securities, Inc. New York NY 05/2019 03/2021
Lpl Enterprise Llc New York NY 03/2026 Present
Unemployed Plainsboro NJ 03/2021 02/2026
  • 01/2010 → 05/2019
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
  • 05/2019 → 03/2021
    Bofa Securities, Inc.
    New York, NY
  • 03/2026 → Present
    New York, NY
  • 03/2021 → 02/2026
    Unemployed
    Plainsboro, NJ
Other Businesses

1. 03/20/2026 - Mahesh Krishnan N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Investment related - Plainsboro NJ - OBA start date: 03/19/2026 - 160 Hrs/Mth - 160 Hrs During Trading 2. 03/20/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Investment related - Plainsboro NJ - OBA start date: 03/19/2026 - 160 Hrs/Mth - 160 Hrs During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-23
S63 Uniform Securities Agent State Law Examination 2010-08-02
  • S66 Uniform Combined State Law Examination
    2026-04-23
  • S63 Uniform Securities Agent State Law Examination
    2010-08-02
Other Names
  • Mahesh Subramanian Krishnan

View on SEC IAPD

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