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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-04-23 |
| NY | RA | APPROVED | 2026-04-23 |
Branch Locations
1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 01/2010 | 05/2019 |
| Bofa Securities, Inc. | New York | NY | 05/2019 | 03/2021 |
| Lpl Enterprise Llc | New York | NY | 03/2026 | Present |
| Unemployed | Plainsboro | NJ | 03/2021 | 02/2026 |
1. 03/20/2026 - Mahesh Krishnan N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Investment related - Plainsboro NJ - OBA start date: 03/19/2026 - 160 Hrs/Mth - 160 Hrs During Trading 2. 03/20/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Investment related - Plainsboro NJ - OBA start date: 03/19/2026 - 160 Hrs/Mth - 160 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 2010-08-02 |
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