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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-03-05 |
Branch Locations
257 East 200 South Suite 750, Salt Lake City, UT 84111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Layton | UT | 03/2015 | 10/2016 |
| World Financial Group, Inc. | Layton | UT | 01/2015 | 10/2016 |
| Russell V. Baird, Cpa (D/B/A Baird & Associates, Cpas) | Farr West | UT | 09/2015 | Present |
| Avantax Investment Services, Inc. | Farr West | UT | 10/2016 | 02/2024 |
| Avantax Insurance Agency, Llc | Farr West | UT | 10/2016 | 02/2024 |
| Jwba, Inc | Salt Lake City | UT | 09/2015 | 02/2024 |
| Avantax Advisory Services | Farr West | UT | 02/2019 | 02/2024 |
| Lpl Financial, Llc | Salt Lake City | UT | 02/2024 | Present |
1- 02/2024 / Baird & Associates, CPAs / DBA for LPL Business (entity for LPL business) / Investment Related / Start date: 01/01/2016 / At reported business location(s). 2- 02/2024 / Baird & Associates, CPAs / Tax Prep/Accounting/CPA / Investment Related / 125 hrs mth / 6 hrs during trading / Start date: 09/01/2015 3- 02/2024 / Baird Financial Services, LLC / Business Entity for Tax/Investment Purposes Only / Not Investment Related / Start date: 11/07/2017 4- 02/2024 / Axex Financial / DBA for LPL Business (entity for LPL business) / Investment Related / 30 hrs mth / 6 hrs during trading / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-15 |
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