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Russell Vaughn Baird

LPl Financial LLC

Salt Lake City, UT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-03-05
  • UT RA
    APPROVED
    Since 2024-03-05

Branch Locations

257 East 200 South Suite 750, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Layton UT 03/2015 10/2016
World Financial Group, Inc. Layton UT 01/2015 10/2016
Russell V. Baird, Cpa (D/B/A Baird & Associates, Cpas) Farr West UT 09/2015 Present
Avantax Investment Services, Inc. Farr West UT 10/2016 02/2024
Avantax Insurance Agency, Llc Farr West UT 10/2016 02/2024
Jwba, Inc Salt Lake City UT 09/2015 02/2024
Avantax Advisory Services Farr West UT 02/2019 02/2024
Lpl Financial, Llc Salt Lake City UT 02/2024 Present
  • 03/2015 → 10/2016
    Transamerica Financial Advisors, Inc
    Layton, UT
  • 01/2015 → 10/2016
    World Financial Group, Inc.
    Layton, UT
  • 09/2015 → Present
    Russell V. Baird, Cpa (D/B/A Baird & Associates, Cpas)
    Farr West, UT
  • 10/2016 → 02/2024
    Avantax Investment Services, Inc.
    Farr West, UT
  • 10/2016 → 02/2024
    Avantax Insurance Agency, Llc
    Farr West, UT
  • 09/2015 → 02/2024
    Jwba, Inc
    Salt Lake City, UT
  • 02/2019 → 02/2024
    Avantax Advisory Services
    Farr West, UT
  • 02/2024 → Present
    Salt Lake City, UT
Previous Registrations
  • 2019-02-04 → 2024-03-09
    Avantax Advisory Services
    Farr West, UT
Other Businesses

1- 02/2024 / Baird & Associates, CPAs / DBA for LPL Business (entity for LPL business) / Investment Related / Start date: 01/01/2016 / At reported business location(s). 2- 02/2024 / Baird & Associates, CPAs / Tax Prep/Accounting/CPA / Investment Related / 125 hrs mth / 6 hrs during trading / Start date: 09/01/2015 3- 02/2024 / Baird Financial Services, LLC / Business Entity for Tax/Investment Purposes Only / Not Investment Related / Start date: 11/07/2017 4- 02/2024 / Axex Financial / DBA for LPL Business (entity for LPL business) / Investment Related / 30 hrs mth / 6 hrs during trading / At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-24
S63 Uniform Securities Agent State Law Examination 2015-05-15
  • S65 Uniform Investment Adviser Law Examination
    2019-01-24
  • S63 Uniform Securities Agent State Law Examination
    2015-05-15
Other Names
  • Russ Baird
  • Russell Vaughn Baird
  • Russell Vaughn Baird

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