Nicholas Low

Current Employers

Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-07-19

TX RA
APPROVED

Since 2023-07-19

Branch Locations

952 Echo Lane Suite 460, Houston, TX 77024 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Katy	TX	10/2012	11/2018
Sta Wealth Management, Llc	Houston	TX	11/2018	06/2023
Hightower Advisors	Chicago	IL	06/2023	Present

10/2012 → 11/2018

J.P. Morgan Securities Llc

Katy, TX
11/2018 → 06/2023

Sta Wealth Management, Llc

Houston, TX
06/2023 → Present

Hightower Advisors

Chicago, IL

Previous Registrations

2018-11-29 → 2023-06-28

Avidian Wealth Solutions

Houston, TX
2012-10-01 → 2018-12-14

J.P. Morgan Securities Llc

Katy, TX

Katy, TX

Katy, TX

Katy, TX

Houston, TX

Houston, TX

Houston, TX

Katy, TX
2011-06-23 → 2012-10-01

Chase Investment Services Corp.

Houston, TX

Katy, TX

Katy, TX
2009-03-12 → 2011-06-17

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Houston, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-03-09

S66 Uniform Combined State Law Examination

2009-03-09

Other Names

Nick Low
Nicholas E Low

View on SEC IAPD

Current Employers

Hightower Advisors, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews