Christopher Evan Ray

Claim This Profile

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-11-19
IN	RA	APPROVED	2018-05-04

TX RA
APPROVED_RES

Since 2021-11-19
IN RA
APPROVED

Since 2018-05-04

Branch Locations

202 Joliet St, Dyer, IN 46311 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dick'S Restaurant & Lounge	St John	IN	11/2001	01/2018
Jpmorgan Securities Llc	Schererville	IN	07/2015	05/2018
Edward Jones	St. Louis	MO	05/2018	Present

11/2001 → 01/2018

Dick'S Restaurant & Lounge

St John, IN
07/2015 → 05/2018

Jpmorgan Securities Llc

Schererville, IN
05/2018 → Present

Edward Jones

St. Louis, MO

Previous Registrations

2015-07-16 → 2018-05-08

J.P. Morgan Securities Llc

Schererville, IN

Lansing, IL

South Holland, IL

South Chicago Heights, IL

Lansing, IL

South Holland, IL

Riverdale,, IL
2014-04-02 → 2015-07-08

Raymond James Financial Services Advisors, Inc

Hobart, IN
2012-08-30 → 2012-10-24

Fisher Investments

Griffith, IN

Plano, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-08-02
S63	Uniform Securities Agent State Law Examination	2008-11-21

S65 Uniform Investment Adviser Law Examination

2012-08-02
S63 Uniform Securities Agent State Law Examination

2008-11-21

Other Names

Christopher E Ray
Chris Evan Ray

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.

GINERIS WEALTH MANAGEMENT

STATE FARM INVESTMENT MANAGEMENT CORP.

J.P. MORGAN SECURITIES LLC

FIFTH THIRD SECURITIES, INC.

SANTEFORT INVESTMENT GROUP, LLC

MIDWEST INVESTMENT AND RETIREMENT MANAGEMENT, INC.

ROOTED WEALTH ADVISORS

Other Investors

GABRIELA MINOTTI

MARIO PIER MINOTTI

TIMOTHY MICHAEL SHAW

BENJAMIN REID TEGELER

JAMES WILLIAM JACOBSEN

Melanie K Chakos

DOUGLAS ALLAN SANTEFORT

Other Offices

OSAIC WEALTH, INC. · DYER, IN

GINERIS WEALTH MANAGEMENT · DYER, IN

STATE FARM INVESTMENT MANAGEMENT CORP. · Dyer, IN

J.P. MORGAN SECURITIES LLC · DYER, IN

FIFTH THIRD SECURITIES, INC. · SCHERERVILLE, IN

SANTEFORT INVESTMENT GROUP, LLC · SCHERERVILLE, IN

EDWARD JONES · ST JOHN, IN

MIDWEST INVESTMENT AND RETIREMENT MANAGEMENT, INC. · ST. JOHN, IN

More in Dyer, IN

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor