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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-01-19
IL RA APPROVED 2024-01-19
IN RA APPROVED 2024-01-19
TX RA APPROVED_RES 2024-01-19
  • FL RA
    APPROVED
    Since 2024-01-19
  • IL RA
    APPROVED
    Since 2024-01-19
  • IN RA
    APPROVED
    Since 2024-01-19
  • TX RA
    APPROVED_RES
    Since 2024-01-19

Branch Locations

Chicago, IL • United States

425 Joliet Street Suite 318, Dyer, IN 46311 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services Chicago IL 11/2009 01/2024
Osaic Wealth, Inc. Chicago IL 01/2024 Present
  • 11/2009 → 01/2024
    Woodbury Financial Services
    Chicago, IL
  • 01/2024 → Present
    Chicago, IL
Previous Registrations
  • 2014-01-22 → 2024-01-19
    Woodbury Financial Services, Inc.
    Chicago, IL
    Schererville, IN
    Chicago, IL
    Lemont, IL
    Chicago, IL
    Dyer, IN
Other Businesses

1. MARIO P. MINOTTI GROUP, INC. POSITION: President NATURE: Thebusiness is a Corporation that provides insurance brokerage services.DBA: Minotti Financial Group; Legacy Investment Services INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2013 ADDRESS: 65 W JACKSON BLVD, #109, CHICAGO IL 60604, United States DESCRIPTION: Life & Health Insurance Agent - Selllife, health, and fixed annuity insurance products. 2. MG JOLIET STREET LLC POSITION: Member NATURE: The business is an LLC which consists of a commercial real estate property. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/27/2019 ADDRESS: 425 JOLIET STREET, SUITE 318, DYER IN 46311, United States DESCRIPTION: Real Estate Owner / Property Manager 3. MARIO MINOTTI POSITION: Notary Public NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/28/2020 ADDRESS: 65 W Jackson Blvd, Unit 109, Chicago IL 60604, United States DESCRIPTION: Notarize documents and administer oaths 4. GALLERIA PROPERTY OWNERS ASSOCIATION 1 POSITION: Board Member NATURE: Office condominium association board INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2024 ADDRESS: 425 Joliet Street, Dyer IN 46311, United States DESCRIPTION: I vote on different issues that come up in the building. 5. BROWARD SHERIFF'S ADVISORY COUNCIL POSITION: Council Member NATURE: Non Profit for Broward County Sheriff's Department INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2024 ADDRESS: 1815 NW 51st Place, Suite 1, Fort Lauderdale FL 33309, United States DESCRIPTION: Assist in providing resources to Broward County First Responders

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-01-15
S63 Uniform Securities Agent State Law Examination 2009-09-11
  • S65 Uniform Investment Adviser Law Examination
    2014-01-15
  • S63 Uniform Securities Agent State Law Examination
    2009-09-11
Other Names
  • Mario P Minotti

View on SEC IAPD

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