Timothy Michael Shaw

Current Employers

Employment History

• 12/2002 → 12/2022
  World Equity Group, Inc.
  Arlington Heights, IL
• 11/2003 → 06/2018
  Fnml, Inc.
  Wheaton, IL
• 02/2018 → Present
  Gineris Wealth Management
  Dyer, IN
• 12/2022 → Present
  Osaic
  Dyer, IN

Previous Registrations

• 2008-01-01 → 2022-12-02
  World Equity Group, Inc.
  Wheaton, IL
  Wheaton, IL
  Dyer, In 46311, IN
  Schaumburg, IL
  Schaumburg, IL

Other Businesses

1. Gineris & Associates, Not Investment Related, Start 7-1-2019, 1 hr/mo, and 0 hrs during trading, 2005 Hart St., Dyer, IN 46311, Nature: Accounting Firm, Position: Silent Partner, Duties: Board Member, silent partner, 5% of the company, quarterly board meeting, approx 1 hr/qtr. 2. GINERIS AND ASSOCIATES POSITION: Silent Partner NATURE: Accounting Firm Structured as an Partnership INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/15/2019 ADDRESS: 2005 Hart St, Dyer IN 46311, United States DESCRIPTION: I am only a shareholder so I do no work for the company. However, we do have a respricole referral working relationship. 3. GINERIS WEALTH MANAGEMENT LLC POSITION: Managing Partner NATURE: Registered Investment Advisory firm.The structure is an LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 100 START DATE: 02/26/2018 ADDRESS: 2005 Hart St, Dyer IN 46311, United States DESCRIPTION: I am the managing partner, so I ultimately run the day-to-day operations.In addition, this is the primary approach we use for our Financial Planning firm. We are a full services planning firm that will develop clients as well as maintain and review these clients. We use the RIA in conjunction with our BD business. ? 4. GINERIS WEALTH MANAGEMENT LLC POSITION: Managing Partner NATURE: Sale of fixed life insurance and annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 100 START DATE: 09/01/2002 ADDRESS: 2005 Hart St, Dyer IN 46311, United States DESCRIPTION: Sale of fixed life and annuities in conjunction with financial planning through our RIA and broker dealer.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-12-29
• S63 Uniform Securities Agent State Law Examination
  2002-06-24

Other Names

• Timothy M Shaw