Edward John Frelly

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 05/2019
  Various Insurance Carriers For W&R Insurance Agencies
  Colorado Springs, CO
• 05/2012 → 05/2019
  Waddell & Reed, Inc
  Colorado Springs, CO
• 01/2018 → 05/2019
  Rebekah Von Berg
  Colorado Springs, CO
• 06/2019 → Present
  Lpl Financial, Llc
  Colorado Springs, CO

Previous Registrations

• 2012-05-04 → 2019-06-05
  Waddell & Reed
  San Diego, CA
  Irvine, CA
  Colorado Springs, CO
  Colorado Springs, CO
  Las Vegas, NV
  Colorado Springs, CO
• 2009-01-14 → 2012-04-26
  Edward Jones
  Monument, CO
  Monument, CO
  St Louis, MO
  Monument, CO

Other Businesses

1. 6/12/2019 - Concerto Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start: June 2019. 2. 3/18/2020 - FinancialPlanagement - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/21/2020. 3. 07/14/2026 - Self-published under author name Edward J. Frelly. - Author - Investment Related - Colorado Springs, CO - Start Date 07/14/2026 - 8 hours per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2009-01-02

Designations

• Certified Financial Planner