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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-02-24 |
| WI | RA | APPROVED | 2020-02-24 |
Branch Locations
2465 Marina Circle Suite 500, Green Bay, WI 54304 • United States
De Pere, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Green Bay | WI | 08/2012 | 02/2020 |
| Rbc Capital Markets, Llc. | Milwaukee | MN | 02/2020 | Present |
(1) POA for my father [REDACTED] and the [REDACTED] and [REDACTED] Living Trust. Starting acting as POA after his [REDACTED] on 12-20-19.Non-Paid position, pay his mails and receive mail for him. Maybe 2 hours per month. Listed agent as POA on husband [REDACTED] and children accounts at Merrill Lynch for [REDACTED], [REDACTED] and [REDACTED]. Non-Paid and no hours/month. (2) NAME OF ENTITY: City of Green Bay ADDRESS: Clerk's Office Rm #106 100 N Jefferson St Green Bay WI 54301 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Municipal Clerk's Office CAPACITY: Employee. START DATE: 02/20/2024 DUTIES Work on election day assisting with same day voting or logging absentee ballot's received.. HOURS DEVOTED PER MONTH: less than an hour HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.15
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-14 |
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