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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-01 |
| FL | RA | APPROVED | 2025-11-25 |
Branch Locations
595 South Federal Highway Suite 400, Boca Raton, FL 33432 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 09/2016 | 10/2021 |
| Bank Of America, N.A. | Miami | FL | 11/2016 | 04/2017 |
| Ubs Financial Services Inc. | Miami | FL | 11/2021 | 11/2025 |
| Morgan Stanley Smith Barney Llc | Boca Raton | FL | 11/2025 | Present |
| Pnc Investments | Charlotte | NC | 12/2014 | 09/2016 |
(1) 668770 - 1300 Logistics LLC / Investment Related / Miami, FL / Rental Property / Sole Proprietor, Owner / Start 01-November-2011 / During Business Hours: 0 / After Business Hours: 0 / Administrative. (2) 668773 - Laundry Day Pickup LLC / Investment Related / Miami, FL / Commercial Linen Service with limited residential service / Sole Proprietor, Owner / Start 01-November-2025 / During Business Hours: 0 / After Business Hours: 10 /; Administrative, Accounting, Bookkeeping, Business Development and Growth, Customer Service, Sales and Marketing. (3) 682643 - Frontier Equipment Service LLC / Not Investment Related / Pompano Beach, FL / Agriculture / Sole Proprietor, Owner / Start February 2026 / During business hours: 0 / After business hours: 10 / Administrative, Accounting, Bookkeeping, Customer Service, Labor, Service.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-14 |
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